-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LivmH4x+I5LKgjYx9hXmQV7paG5veTttnSCIcqAAfPPNuPUV0YeqWUrNjJkgwoNR hzvYY/lWQH/sdktvDXPAmQ== 0000945434-03-000010.txt : 20030213 0000945434-03-000010.hdr.sgml : 20030213 20030213092741 ACCESSION NUMBER: 0000945434-03-000010 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCOTT TRACY J CENTRAL INDEX KEY: 0001040045 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 322 E MAIN CITY: BISMARCK STATE: ND ZIP: 58501 MAIL ADDRESS: STREET 1: 322 E MAIN CITY: BISMARCK STATE: ND ZIP: 58501 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BNCCORP INC CENTRAL INDEX KEY: 0000945434 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 450402816 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49782 FILM NUMBER: 03556743 BUSINESS ADDRESS: STREET 1: 322 E MAIN STREET 2: PO BOX 4050 CITY: BISMARCK STATE: ND ZIP: 58501 BUSINESS PHONE: 7012503040 MAIL ADDRESS: STREET 1: 322 E MAIN STREET 2: PO BOX 4050 CITY: BISMARCK STATE: ND ZIP: 58501 SC 13G 1 scott13g.txt YEAR ENDED 12/31/02 (TRACY SCOTT) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* BNCCORP, Inc. ------------------------------------------------------------ (Name of Issuer) COMMON STOCK ------------------------------------------------------------ (Title of Class of Securities) 055936108 ------------------ (CUSIP Number) December 31, 2002 ------------------------------------------------------------ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 4 Pages CUSIP No. 055936108 13G Page 2 of 4 Pages - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) Tracy J. Scott - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* N/A (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 134,954 BENEFICIALLY ---------------------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH 1,000 REPORTING ---------------------------------------------------------- PERSON 7 SOLE DISPOSITIVE POWER WITH: 134,954 ---------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 1,000 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 135,954 - -------------------------------------------------------------------------------- 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) excludes certain shares* [ ] N/A - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- (*See Instructions) Page 3 of 4 Pages Item 1. (a) Name of Issuer: BNCCORP, Inc. (b) Address of Issuer's Principal Executive Office: 322 E. Main Avenue Bismarck, ND 58501 Item 2. (a) Name of Person Filing: Tracy J. Scott (b) Address of Principal Business Office: 322 East Main Avenue Bismarck, ND 58501 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 055936108 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: N/A Item 4. Ownership. (a) Amount beneficially owned: 135,954 (b) Percent of class: 5.0% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 134,954 (ii) Shared power to vote or to direct the vote: 1,000 (iii) Sole power to dispose or to direct the disposition of: 134,954 (iv) Shared power to dispose or to direct the disposition of: 1,000 Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A Item 9. Notice of Dissolution of Group. N/A Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 4 of 4 Pages Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 7, 2003 ----------------- By: /s/ Tracy J. Scott ------------------ -----END PRIVACY-ENHANCED MESSAGE-----